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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
TX RA APPROVED_RES 2014-02-24
  • NY RA
    APPROVED
    Since 2021-04-16
  • TX RA
    APPROVED_RES
    Since 2014-02-24

Branch Locations

145 Pinelawn Rd Ste 340N, Melville, NY 11747-3241 • United States

E Northport, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Melville NY 09/2005 03/2020
Ameriprise Financial Services, Inc. Melville NY 09/1991 Present
  • 09/2005 → 03/2020
    Ameriprise Financial Services, Inc.
    Melville, NY
  • 09/1991 → Present
    Ameriprise Financial Services, Inc.
    Melville, NY
Other Businesses

Business Ownership; Larry Joseph & Associates; Oversee accounting activity of business; LLC established to manage expenses for Joint practice.; 145 Pinelawn Road, Suite 340 N, , Melville, NY, 11747; Not Investment-Related; 03/28/2011; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Financial Planning Association of Long Island; Board Member; 140 Fell Court Suite 107, , Hauppauge, NY, 11788; Not Investment-Related; 07/25/2011; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-04-12
  • S63 Uniform Securities Agent State Law Examination
    1991-04-12
Designations

View on SEC IAPD

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