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Current Employers
Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-10-19
CA RA APPROVED 2023-10-18
UT RA APPROVED 2023-10-18
  • NV RA
    APPROVED
    Since 2023-10-19
  • CA RA
    APPROVED
    Since 2023-10-18
  • UT RA
    APPROVED
    Since 2023-10-18

Branch Locations

Carlsbad, CA • United States

290 Congress Street, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Management Advisors, Llc Boston MA 05/2004 Present
Columbia Management Group Boston MA 09/2004 Present
Riversource Investments Minneapolis MN 05/2010 Present
Riversource Fund Distributors, Inc. Corpus Christi TX 05/2010 Present
  • 05/2004 → Present
    Columbia Management Advisors, Llc
    Boston, MA
  • 09/2004 → Present
    Columbia Management Group
    Boston, MA
  • 05/2010 → Present
    Riversource Investments
    Minneapolis, MN
  • 05/2010 → Present
    Riversource Fund Distributors, Inc.
    Corpus Christi, TX
Previous Registrations
  • 2010-05-01 → 2023-09-20
    Minneapolis, MN
    Carlsbad, CA
    Boston, MA
  • 2005-05-03 → 2010-05-01
    Bofa Advisors, Llc
    Boston, MA
    Carlsbad, CA
  • 2004-09-20 → 2005-04-07
    Columbia Management Advisors, Inc.
    Boston, MA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-03-20
  • S63 Uniform Securities Agent State Law Examination
    1991-03-20
Designations
Other Names
  • Doulgas Paul Lewis

View on SEC IAPD

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