Keith Forrest Peters

Current Employers

Mcglone Suttner Wealth Management, Inc.

3501 E Evergreen Drive Ste A, Appleton, WI 54913 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2021-12-09

WI RA
APPROVED

Since 2021-12-09

Branch Locations

3501 E Evergreen Drive Ste A, Appleton, WI 54913 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Associated Bank	Neenah	WI	05/2015	10/2018
Kerntke Otto Mcglone Wealth Management Group	Appleton	WI	10/2018	02/2022
Mcglone Suttner Wealth Management, Inc.	Appleton	WI	11/2021	Present

05/2015 → 10/2018

Associated Bank

Neenah, WI
10/2018 → 02/2022

Kerntke Otto Mcglone Wealth Management Group

Appleton, WI
11/2021 → Present

Mcglone Suttner Wealth Management, Inc.

Appleton, WI

Previous Registrations

2018-11-16 → 2022-02-01

Kom Wealth Management Group, Llc

Appleton, WI

Other Businesses

1. Insurance; Investment related: Yes; Location: 3501 E Evergreen Drive Appleton WI 54913 USA; Position Title: Insurance Producer; Responsibilities Duties: Discuss client's insurance needs and make recommend appropriate insurance product for their use.; Start date: 2022-01-02; Hours per month during trading hours: 10; Hours per month outside trading hours: 0.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-10-05
S63	Uniform Securities Agent State Law Examination	1997-10-09

S65 Uniform Investment Adviser Law Examination

2018-10-05
S63 Uniform Securities Agent State Law Examination

1997-10-09

Designations

View on SEC IAPD