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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2026-07-08 |
Branch Locations
125 High St, Boston, MA 02110 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2026-01-05 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
125 High St Ste 1359A, Boston, MA 02110 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Natixis Global Asset Management | Boston | MA | 09/2014 | 11/2024 |
| Alternative Fund Advisors, Llc | Dorchester | MA | 12/2024 | 09/2025 |
| Foreside Fund Services, Llc | Dorchester | MA | 02/2025 | 09/2025 |
| Wells Fargo Clearing Services | Boston | MA | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-01-02 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-24 |
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