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Wayne Ray Botz

Lci Advisors

St. Louis, MO

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Current Employers
Lci Advisors

Port Charlotte, FL • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2012-07-06
MO RA APPROVED 2008-12-22
  • WA RA
    APPROVED
    Since 2012-07-06
  • MO RA
    APPROVED
    Since 2008-12-22

Branch Locations

St. Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lci Advisors Town & Country MO 12/2008 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-24
S63 Uniform Securities Agent State Law Examination 1991-03-28
  • S65 Uniform Investment Adviser Law Examination
    2007-09-24
  • S63 Uniform Securities Agent State Law Examination
    1991-03-28

View on SEC IAPD

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