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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2016-02-12
  • TN RA
    APPROVED
    Since 2016-02-12

Branch Locations

Mcdonald, TN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 02/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2016 Present
Previous Registrations
  • 2012-02-15 → 2016-02-23
    Chattanooga, TN
    San Diego, CA
  • 2006-01-25 → 2012-02-16
    Cuna Brokerage Services, Inc.
    Chattanooga, TN
    Chattanooga, TN
Other Businesses

1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 02/12/2016 3) MEDICARE SUPPLEMENT SALES, 213 BRIDGEWATER DR, MCDONALD TN 37353, 1099 CONTRACTOR, MEDICARE SUPPLEMENT SALES, NIR, 10 HR/MO, 10 HR/TRADING 4) MEMBERS INVESTMENT SOLUTIONS, 218 Bridgewater Dr, McDonald, TN 37353, 06/2016, Agent, DBA Name, NIR, 40 HR/MO, 40 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-23
S63 Uniform Securities Agent State Law Examination 1998-05-18
  • S66 Uniform Combined State Law Examination
    2006-01-23
  • S63 Uniform Securities Agent State Law Examination
    1998-05-18

View on SEC IAPD

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