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Lorraine Shihchun Cheng

Oppenheimer & Co. Inc.

Seattle, WA

Bellevue, WA

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2007-11-13
  • WA RA
    APPROVED
    Since 2007-11-13

Branch Locations

Seattle, WA • United States

500 108Th Avenue Ne Suite 2100, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer Asset Management Inc. New York NY 04/2003 Present
  • 04/2003 → Present
    Oppenheimer Asset Management Inc.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-21
S63 Uniform Securities Agent State Law Examination 1994-01-18
  • S65 Uniform Investment Adviser Law Examination
    1998-01-21
  • S63 Uniform Securities Agent State Law Examination
    1994-01-18
Other Names
  • Lorraine Shih Chun Cheng
  • Lorraine S Cheng

View on SEC IAPD

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