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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-07-22
  • MO RA
    APPROVED
    Since 2026-07-22

Branch Locations

Creve Coeur, MO • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-01-16
VA RA APPROVED 2008-08-14
  • MO RA
    APPROVED
    Since 2025-01-16
  • VA RA
    APPROVED
    Since 2008-08-14

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Creve Coeur, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Saint Louis MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Saint Louis MO 11/2016 Present
Wells Fargo Advisors Financial Network St. Louis MO 07/2026 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Saint Louis, MO
  • 11/2016 → Present
    Saint Louis, MO
  • 07/2026 → Present
    Wells Fargo Advisors Financial Network
    St. Louis, MO
Previous Registrations
  • 2006-10-20 → 2008-01-24
    Gallatin Asset Management, Inc.
    St. Louis, MO
Other Businesses

AKS PROPERTIES, LLC; INV RELATED; KIAWAH ISLAND, SC; OWNER; RENTAL PROPERTY; START: 12/16/16; 4 HRS/MO; 0 DURING TRADING. MISSOURI HEDGE FUND ASSOCIATION, NOT INV RELATED, TOWN AND COUNTRY, MO, FOUNDER, START 5/20/2011, 2 HOURS PER MONTH, ZERO DURING TRADING, NETWORKING GROUP.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-10-19
S63 Uniform Securities Agent State Law Examination 1991-04-19
  • S65 Uniform Investment Adviser Law Examination
    2006-10-19
  • S63 Uniform Securities Agent State Law Examination
    1991-04-19
Other Names
  • James Reobert Klingler
  • James Robert Klingler
  • Jim Klingler
  • James R Klingler

View on SEC IAPD

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