Guillermo Santiago

Current Employers

Npa Asset Management, Llc

32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2018-01-12

PR RA
APPROVED

Since 2018-01-12

Branch Locations

31 Calaf St, Hato Rey, PR 00918 • United States

32-16 Broadway 2Nd Floor, Fair Lawn, NJ 07410 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Oriental Financial Services	San Juan	PR	08/2013	07/2017
Nationwide Planning Associates,Inc	Hato Ey	PR	07/2017	Present

08/2013 → 07/2017

Oriental Financial Services

San Juan, PR
07/2017 → Present

Nationwide Planning Associates,Inc

Hato Ey, PR

Previous Registrations

2017-07-18 → 2017-12-31

Npa Asset Management, Llc

Hato Rey, PR

Fair Lawn, NJ
2015-12-08 → 2017-07-03

Oriental Financial Services Llc

San Juan, PR
2008-04-02 → 2010-12-07

Wells Fargo Clearing Services, Llc

Guaynabo, PR

Other Businesses

INDEPENDENT INSURANCE AGENT THROUGH VARIOUS AGENCIES. 1. Guillermo Santiago Y Roxanna Castaner. Start date: 07/01/2025. Description: Rent Property for one year as a residence. Duties: Administrator-coordinate services or repairs needed during the rented period. 50% represented interest. 5% of regular business hours spent on this activity.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-03-28

S66 Uniform Combined State Law Examination

2008-03-28

Other Names

Guillermo Santiago Laborde

View on SEC IAPD