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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-07-09 |
Branch Locations
39400 Woodward Ave Suite 255, Bloomfield Hills, MI 48304 • United States
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-08-07 |
Branch Locations
39400 Woodward Ave Ste 255, Bloomfield Hills, MI 48304 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Asset Management | Detroit | MI | 03/2015 | 12/2021 |
| Comerica Securities, Inc | Bloomfield | MI | 08/2016 | 07/2024 |
| Ameriprise Financial Services, Llc | Bloomfield Hills | MI | 10/2023 | Present |
| Fifth Third Securities | Bloomfield Hills | MI | 07/2026 | Present |
Comerica Bank; Business is Investment-Related; 39400 Woodward Ave., Ste 255, Bloomfield Hills, MI, 48304; Bank; Director of Operations; Employer/Employee; 12/29/2014; 120 hours per month; 120 during trading hours; perform back-office Accounting and Operations duties.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-06 |
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