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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-08-13 |
| KY | RA | APPROVED | 2025-03-11 |
| OH | RA | APPROVED | 2012-01-03 |
| OK | RA | APPROVED | 2012-01-03 |
| TX | RA | APPROVED | 2012-01-03 |
Branch Locations
Cincinnati, OH • United States
809 Wrights Summit Parkway Suite 310, Fort Wright, KY 41011 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird | Cincinnati | OH | 12/2011 | Present |
Name/Address: William Powell Company / 3261 Spring Grove Ave, Cincinnati, OH 45255 Start Date: 1/11987 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member Non Investment Related 3) NAME AND ADDRESS: MILTONS INVESTMENTS LLC 2600 HANDASYDE AVE CINCINNATI, OH 45208 NATURE OF ENTITY: LLC CREATED TO POOL INVESTMENTS FOR MY 2 BROTHERS AND ME. RESPONSIBILITIES IN THIS ROLE: MANAGING MEMBER HOURS DEVOTED: N/A 4)NAME AND ADDRESS: CHARGOT INVESTMENTS LLC 2600 HANDASYDE AVE CINCINNATI, OH 45208 NATURE OF ENTITY: LLC CREATED TO POOL INVESTMENTS FOR MY 2 BROTHERS AND ME. RESPONSIBILITIES IN THIS ROLE: MANAGING MEMBER HOURS DEVOTED: N/A 5) NAME AND ADDRESS: JMPC INVESTMENTS LLC 2600 HANDASYDE AVE CINCINNATI, OH 45208 NATURE OF ENTITY: MANAGING ENTITY OF CHARGOT INVESTMENTS LLC AND MILTONS INVESTMENTS LLC. LLC CREATED TO POOL INVESTMENTS FOR MY 2 BROTHERS AND ME. RESPONSIBILITIES IN THIS ROLE: MANAGING MEMBER HOURS DEVOTED: N/A 6)NAME AND ADDRESS: SPRING GROVE CEMETERY AND ARBORETUM 4521 SPRING GROVE AVENUE CINCINNATI, OH 45232 NATURE OF ENTITY: CEMETERY, FUNERAL HOME AND ARBORETUM RESPONSIBILITIES IN THIS ROLE: BOARD MEMBER HOURS DEVOTED:4 HOURS PER MONTH. NONE DURING SECURITIES TRADING HOURS. 7)WILLIAM P ANDERSON FDTN 201 EAST FIFTH STREET CINCINNATI, OH 45202 NATURE OF ENTITY: PRIVATE FOUNDATION RESPONSIBILITIES IN THIS ROLE: THE TRUSTEES ALLOCATE FUNDS ONCE A YEAR PER GRANT APPLICATIONS FROM 501C3 ORGANZIATIONS. I AM ON THE EXECUTIVE COMMITTEE. HOURS DEVOTED: N/A Name: Aprecia Pharmaceuticals Corp; Not investment-related; Address: 10901 Kenwood Road, Cincinnati, OH 45242; Nature: Private Company; Role: Board Member; Start Date: 2/15/2018; Appx hrs: 8 hours per year; Hrs during trading: 8; Duties: The only real job of these board members will be 1) to distribute as dividends any profits that flow into the Corp from the LLC; 2) sign any tax returns; and 3) whatever else needs to be done. Name and Address: Sears Point Summer LLC 8905 Old Indian Hill Road Cincinnati OH 45243 Start Date: 1/31/21 Hours Spent: 0-2 hours/month Hours Spent during trading hours: Zero Role/Responsibility: LLC Owner/Member Non Investment Related Name/Address: Lorika Ltd / 8905 Old Indian Hill Rd, Cincinnati, OH 45243 Start Date: April 2024 Hours Spent: 0-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Member Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-17 |
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