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1400 Broadway 16Th Floor, New York, NY 10018 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-01-07 |
Branch Locations
320 Park Ave, 2Nd Floor, New York, NY 10022 • United States
26 Court Street, Brooklyn, NY 11242 • United States
40 Cuttermill Road, Suite 501, Great Neck, NY 11021 • United States
1400 Broadway, 16Th Floor, New York, NY 10018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signature Securities Group Corp./Signature Bank | New York | NY | 11/2000 | 04/2023 |
| Flagstar Advisors/Flagstar Bank | New York | NY | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-23 |
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