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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-09-07
  • IL RA
    APPROVED
    Since 2017-09-07

Branch Locations

120 S Riverside Plaza Suite 700, Chicago, IL 60606 • United States

Winnetka, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Chicago IL 06/2017 Present
Homemaker Winnetka IL 01/2001 06/2017
Raymond James & Associates, Inc. Winnetka IL 06/2018 Present
  • 06/2017 → Present
    Raymond James & Associates
    Chicago, IL
  • 01/2001 → 06/2017
    Homemaker
    Winnetka, IL
  • 06/2018 → Present
    Winnetka, IL
Other Businesses

(1)Name of Business: FINRA Arbitrator Address: xx , Chicago, IL, xx, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 01/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: FINRA Arbitrator (2)Name of Business: SNG 19750 LLC Address: 1380 Asbury Ave, Winnetka, IL, 60093, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 03/09/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 15% owner in LLC (brother Steve Georgi owns 85%) - purpose of the LLC is to own 2nd home in Florida for personal use

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-06
S63 Uniform Securities Agent State Law Examination 1991-02-19
  • S66 Uniform Combined State Law Examination
    2017-09-06
  • S63 Uniform Securities Agent State Law Examination
    1991-02-19
Designations
Other Names
  • Nancy Ann Georgi
  • Nancy A Georgi
  • Nancy Ann Free
  • Nancy G Free

View on SEC IAPD

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