Best Investors Account Sign in

Michael Thomas Baumeister

Charles Schwab & Co., Inc.

Naples, FL

Orlando, FL

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-10
  • FL RA
    APPROVED
    Since 2022-01-10

Branch Locations

5295 Tamiami Trail North, Naples, FL 34103 • United States

1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. New York NY 01/1995 11/2019
Charles Schwab & Co., Inc. Orlando FL 10/2021 Present
Unemployed Naples FL 11/2019 09/2021
  • 01/1995 → 11/2019
    Citigroup Global Markets Inc.
    New York, NY
  • 10/2021 → Present
    Charles Schwab & Co., Inc.
    Orlando, FL
  • 11/2019 → 09/2021
    Unemployed
    Naples, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-03
S63 Uniform Securities Agent State Law Examination 1995-05-12
  • S65 Uniform Investment Adviser Law Examination
    2021-12-03
  • S63 Uniform Securities Agent State Law Examination
    1995-05-12

View on SEC IAPD

More in Naples, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor