Bradley John Simenz

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2010-11-12
WI	RA	APPROVED	2010-11-01

TX RA
APPROVED_RES

Since 2010-11-12
WI RA
APPROVED

Since 2010-11-01

Branch Locations

17335 Golf Parkway Suite 525, Brookfield, WI 53045 • United States

Shorewood, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Milwaukee	WI	11/2010	Present

11/2010 → Present

Ubs Financial Services Inc

Milwaukee, WI

Previous Registrations

2008-10-01 → 2010-11-12

J.P. Morgan Securities Llc

Milwaukee, WI
2008-01-11 → 2008-10-01

J.P. Morgan Securities Inc.

Waukesha, WI

Milwaukee, WI

Other Businesses

JANET C MUTH CHILDRENS TRUST / WI 53202 / TRUST/ OTHER TRUST / TRUST / TRUSTEE / / TRUSTEE / START DATE 12/30/2013 NAME OF OTHER BUSINESS: Cepukenas Dynasty Trust '22 / INVESTMENT RELATED?: N / ADDRESS: 4061 N Lake Dr, Shorewood, WI/ NATURE OF THE BUSINESS: Invest to create generational wealth/ POSITION:/ DUTIES: Invest to create generational wealth and approve periodic distributions. / START DATE: 10/03/2022 / HOURS DEVOTED TO BUSINESS: NA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-01-10
S63	Uniform Securities Agent State Law Examination	1991-02-05

S65 Uniform Investment Adviser Law Examination

2008-01-10
S63 Uniform Securities Agent State Law Examination

1991-02-05

View on SEC IAPD