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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Sheridan | WY | 12/1990 | 11/2024 |
| Lpl Enterprise, Llc | Sheridan | WY | 11/2024 | Present |
1) 11/13/2024 - Wyoming Chambers Group Health Insurance Benefit Plan - I am the broker for the Sheridan, WY area marketing and servicing the Chamber of Commerce benefit plan. I market the plan to new groups and service existing groups in this Sheridan area - Non-Variable Insurance - Inv Related - At SHERIDAN, WY - Start Date 07/01/2014 - 10hrs/mth - 6hrs/mth During Trading 2) 11/08/2024 - Mutual of Omaha, Aetna, Cigna - I sell Medicare Supplement plans via Mutual of Omaha, Aetna and Cigna and am paid a commission. I sell and service plans for my clients - Non-Variable Insurance - Inv Related - At SHERIDAN, WY - Start Date 01/01/2006 - 30hrs/mth - 30hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-03 |
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