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John Bruce Trahern

LPl Financial LLC

Prescott, AZ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2000-02-11
  • TX RA
    APPROVED_RES
    Since 2000-02-11

Branch Locations

Prescott, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc (Formerly: Linsco Private Ledger) Prescott AZ 02/2000 Present
  • 02/2000 → Present
    Lpl Financial Llc (Formerly: Linsco Private Ledger)
    Prescott, AZ
Other Businesses

1. 08/08/2024 - Real Estate Rental - Investment Related - Phoenix, AZ - Start Date 02/01/2023 - 1 Hour Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-10
S63 Uniform Securities Agent State Law Examination 1991-02-11
  • S65 Uniform Investment Adviser Law Examination
    1996-07-10
  • S63 Uniform Securities Agent State Law Examination
    1991-02-11

View on SEC IAPD

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