Morris I Betesh

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-07-30
TX	RA	APPROVED_RES	2023-10-11
CT	RA	APPROVED	2023-10-10
NY	RA	APPROVED	2023-10-10

NJ RA
APPROVED

Since 2024-07-30
TX RA
APPROVED_RES

Since 2023-10-11
CT RA
APPROVED

Since 2023-10-10
NY RA
APPROVED

Since 2023-10-10

Branch Locations

Brooklyn, NY • United States

1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch Pierce, Fenner 7 Smith, Inc.	Ny	NY	08/2010	10/2023
Bank Of America,Na	New York	NY	11/2010	10/2023
Ubs Financial Services Inc.	New York	NY	10/2023	Present

08/2010 → 10/2023

Merrill Lynch Pierce, Fenner 7 Smith, Inc.

Ny, NY
11/2010 → 10/2023

Bank Of America,Na

New York, NY
10/2023 → Present

Ubs Financial Services Inc.

New York, NY

Previous Registrations

2010-11-17 → 2023-10-12

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-11-16
S63	Uniform Securities Agent State Law Examination	1991-02-13

S66 Uniform Combined State Law Examination

2010-11-16
S63 Uniform Securities Agent State Law Examination

1991-02-13

Other Names

Mo Betesh
Morris I Betesh
Morris Betesh

View on SEC IAPD