Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-03 |
| IL | RA | APPROVED | 2024-09-26 |
Branch Locations
2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States
110 N Wacker Dr Pbig - Chicago, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Orland Park | IL | 03/2010 | 09/2017 |
| Morgan Stanley | Orland Park | IL | 10/2017 | 09/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 09/2024 | Present |
I*2007263, Name: Boulder Ridge North Single Family Homeowner Association, Investment-related: Non-Investment Related, Address: Mokena, IL, 60448, Your position: Board Member, Start date: 09/16/2024, Approximate number of hours/month you devote to the other business: 10hrs/Mo, during securities trading hours, 0, Duties: Secretary of the HOA of my subdivision. We have a management company which manages the maintenance of the subdivision.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-13 |
Reach out to this advisor