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One James Center 901 East Cary Street, Suite 1100, Richmond, VA 23219 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2009-01-21 |
Branch Locations
Ruther Glen, VA • United States
One James Center 901 E. Cary Street, Richmond, VA 23219 • UNITED STATES
One James Center 901 East Cary Street, Suite 1100, Richmond, VA 23219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Richmond | VA | 12/1990 | Present |
| #Ia Merrill Lynch, Pierce, Fenner & Smit | Richmond | VA | 12/1990 | Present |
| Davenport & Company Llc | Richmond | VA | 01/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-11 |
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