Kevin Douglass Ellman

Current Employers

Employment History

• 01/2006 → Present
  Wealth Preservation Solutions
  Ridgewood, NJ
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Paramus, NJ
• 01/2006 → Present
  Kestra Investment Services, Llc
  Paramus, NJ

Previous Registrations

• 1997-09-22 → 2006-01-31
  Osaic Fa, Inc.
  Ridgewood, NJ

Other Businesses

Business Name: Musician Investment Related: No Address: 236 Highland Avenue Upper Montclair NJ 07043 Nature of Business: Other Other/None of the Above performing as a drummer Position, Title or Relationship: drummer Start Date: 1/1/2011 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: play the drumsBusiness Name: Kevin Ellman Investment Related: No Address: 257 E. Ridgewood Avenue Suite 305 Ridgewood NJ 07450 Nature of Business: Insurance Position, Title or Relationship: Partner Start Date: 1/1/2006 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: sell insuranceBusiness Name: Upper Montclair Finance Committee Investment Related: No Address: 177 Hepburn Rd, Clifton NJ 07012 Nature of Business: Other Other/None of the Above golf club Position, Title or Relationship: Member of finance committee Start Date: 7/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: recommend projects and method of finace to board for final decisionBusiness Name: Wealth Preservation Solutions, LLC Investment Related: Yes Address: 257 E. Ridgewood Avenue Suite 305 Ridgewood NJ 07450 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Member Start Date: 1/1/2004 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: full service wealth management firmBusiness Name: Spirit of Harmony Foundation Investment Related: No Address: 3536 N. Wilton Avenue Chicago IL 60657 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: director Start Date: 3/1/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: MC events and help fund raiseBusiness Name: Kevin Ellman Wealth Management LLC Investment Related: No Address: 257 E. Ridgewood Ave rRdgewood NJ 07450 Nature of Business: Insurance Position, Title or Relationship: owner Start Date: 1/27/2006 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: receiving life insurance commissionsBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-04-07

Designations

Other Names

• Kevin D Ellman