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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2013-08-13 |
Branch Locations
11400 Se 8Th Street # 260, Bellevue, WA 98004 • United States
Issaquah, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Bellevue | WA | 10/2007 | 09/2016 |
| Raymond James Financial Services Inc | Bellevue | WA | 08/2013 | Present |
| Mainspring Wealth Advisors | Bellevue | WA | 08/2013 | 09/2016 |
| Raymond James Financial Services Advisors Inc. | Bellevue | WA | 08/2013 | Present |
(1)Name of Business: Mainspring Wealth Advisors Address: 11400 SE 8th Street, Bellevue, WA, 98004, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 08/13/2013 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor. Also, provide analysis of individual equities and education for new advisors.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-13 |
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