Robert Alan Falato

Current Employers

Northern Trust Securities, Inc.

333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2015-01-26

IL RA
APPROVED

Since 2015-01-26

Branch Locations

50 South Lasalle, Chicago, IL 60603 • United States

Palatine, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Northern Trust Securities, Inc.	Chicago	IL	12/1990	Present

12/1990 → Present

Northern Trust Securities, Inc.

Chicago, IL

Other Businesses

None Non-investment related 1607 N Vail St. Arlington Heights, IL 60004 Rental property Owner September 1, 2021 Zero hours per month and zero during trading hours

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-03-11

S63 Uniform Securities Agent State Law Examination

1991-03-11

Designations

Other Names

Bob Falato

View on SEC IAPD

Current Employers

Northern Trust Securities, Inc.

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews