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Lori Ann Gilchrist

Tcw Investment Management Company LLC

Los Angeles, CA

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Current Employers
Tcw Investment Management Company Llc

515 South Flower Street, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

515 South Flower Street, Los Angeles, CA 90071 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tcw Llc Los Angeles CA 05/2016 Present
Tcw Funds Distributors Llc Los Angeles CA 05/2016 Present
  • 05/2016 → Present
    Tcw Llc
    Los Angeles, CA
  • 05/2016 → Present
    Tcw Funds Distributors Llc
    Los Angeles, CA
Previous Registrations
  • 2012-06-20 → 2015-11-24
    Thrivent Investment Management Inc.
    Minneapolis, MN
    Minneapolis, MN
    Thousand Oaks, CA
  • 2003-06-17 → 2007-05-07
    Securities America Advisors, Inc.
    Santa Monica, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-06-19
S66 Uniform Combined State Law Examination 2000-10-12
S63 Uniform Securities Agent State Law Examination 1995-01-09
  • S65 Uniform Investment Adviser Law Examination
    2012-06-19
  • S66 Uniform Combined State Law Examination
    2000-10-12
  • S63 Uniform Securities Agent State Law Examination
    1995-01-09
Other Names
  • Lori A Gilchrist
  • Lori Gilchrist

View on SEC IAPD

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