Best Investors
Account
Sign in
Best Investors
Account
Sign in
1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-01-20 |
| MI | RA | APPROVED | 2026-01-16 |
| SC | RA | APPROVED | 2025-11-07 |
| NY | RA | APPROVED | 2021-05-18 |
| GA | RA | APPROVED | 2017-08-30 |
| MD | RA | APPROVED | 2017-01-05 |
| VI | RA | APPROVED | 2015-10-23 |
| TX | RA | APPROVED_RES | 2015-06-18 |
| FL | RA | APPROVED | 2012-09-13 |
| DE | RA | APPROVED | 2012-04-27 |
| IL | RA | APPROVED | 2010-09-15 |
| PA | RA | APPROVED | 2002-08-20 |
| NJ | RA | APPROVED | 2002-07-30 |
Branch Locations
1 Belmont Avenue Ste. 1100, Bala Cynwyd, PA 19004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Karr Barth Financial Planning, Inc | Bala Cynwyd | PA | 10/2014 | 01/2022 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
1) HAUB SCHOOL OF BUSINESS AT ST. JOSEPH UNIVERSITY, BOARD MEMBER, DUTIES: CONSULT SCHOOL, START DATE: 3/1/09, 1HR PER YR; 2) CHILDREN'S HOSPITAL OF PHILADELPHIA CANCER CENTER, BOARD MEMBER, DUTIES: ATTEND QUARTERLY MEETINGS; ADVISE MANAGEMENT WAYS TO GROW HOSPITAL, START DATE: 7/15/14, 1 HR PER MO; 3) FINSECA(FORMERLY AALU/GAMA), BOARD MEMBER, DUTIES: CONSULT WITH LEADERSHIP AND GUIDE DIRECTION AND DRIVE MEMBERSHIP, START DATE: 6/3/20, 6 HRS PER MO; 4) ALD CONNECT, BOARD MEMBER AND TREASURER, DUTIES: PROVIDE GUIDANCE FOR DIRECTION OF ORGANIZATION. OVERSEE THE FINANCIAL BUDGET AND BANK ACCOUNTS, START DATE: 1/1/20, 3 HRS PER MO; 5) TMAA, LLC, MEMBER, START DATE: 4/20/20, 0 HRS PER MO; 6) CONSULTANT, DUTIES: PROVIDING PATIENT EXPERIENCE FOR DRUG TRIAL, 2 HRS PER MO; 7) CITY AVENUE DISTRICT 1 BELMONT AVENUE, SUITE 700 BALA CYNWYD, 19004, BOARD OF DIRECTOR, DUTIES: MEET 2 TIMES A YEAR TO DISCUSS KEY INITIATIVES FOR THE DISTRICT, START DATE: 6/13/25, 1 HR PER MO; 8) OUTSIDE INSURANCE BROKERAGE BUSINESS; 9) WWW.KARRBARTH.COM;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1990-12-21 |
Reach out to this advisor