Anthony Allen Russo

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-01-13
CA	RA	APPROVED	2008-01-14

TX RA
APPROVED_RES

Since 2020-01-13
CA RA
APPROVED

Since 2008-01-14

Branch Locations

1000 Town Center Dr. Suite 450, Oxnard, CA 93030 • United States

3075 Townsgate Road Suite 300, Westlake Village, CA 91361 • United States

206 East Anapamu Street, Santa Barbara, CA 93101 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Stifel Nicolaus	St. Louis	MO	01/2008	Present

01/2008 → Present

Stifel Nicolaus

St. Louis, MO

Previous Registrations

1997-07-08 → 2008-01-16

A. G. Edwards & Sons, Inc.

Oxnard, CA

Other Businesses

1. Referrals Unlimited; Referrals networking group; President; Runs meetings on a weekly basis; affiliation started 11/01/1990; 1.0 hour per week; not during securities trading hours; not investment-related. 2. Island Forest Homeowners Association; 5296 Island Forest Pl, Westlake Village, CA 91362; HOA; Board Member; Make decisions about needs in our gated community as they arise; 08/12/2022; 2 Hours per Quarter; Not during securities trading hours; Not-Investment-Related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-06-05
S63	Uniform Securities Agent State Law Examination	1991-01-31

S65 Uniform Investment Adviser Law Examination

2008-06-05
S63 Uniform Securities Agent State Law Examination

1991-01-31

Designations

View on SEC IAPD