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Kim Irene Stepanski

Merrill Lynch, Pierce, Fenner & Smith Incorporated

The Woodlands, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1997-11-03
  • TX RA
    APPROVED
    Since 1997-11-03

Branch Locations

9595 Six Pines Dr, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated The Woodlands TX 10/1997 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-02-08
  • S63 Uniform Securities Agent State Law Examination
    1991-02-08
Other Names
  • Kim Taylor

View on SEC IAPD

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