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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-07-13 |
| IL | RA | APPROVED | 2017-07-05 |
Branch Locations
540 W Madison St Ci Client Management, Chicago, IL 60661 • United States
1 Cowboys Way Ci Business Controls, Frisco, TX 75034 • United States
Arlington Heights, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows | IL | 04/2016 | Present |
| Bank Of America, N.A. | Rolling Meadows | IL | 07/2017 | Present |
I*1055446 For profit or not for profit: Entity For Profit Name of outside business organization: Neva LLC Investment related: N Address of business: Chicago, Illinois Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 10/21/2022 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-20 |
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