Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-04 |
Branch Locations
5300 Town And Country Blvd Ste 160, Frisco, TX 75034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Frisco | TX | 08/2013 | 01/2019 |
| 360 Wealth Management, Llc | Dallas | TX | 11/2016 | 01/2019 |
| Ameriprise Financial Services, Inc. | Frisco | TX | 01/2019 | 09/2023 |
| Lpl Financial | Frisco | TX | 10/2023 | Present |
1)08/03/2023 - Siverman LeGate Advisory Team (SLAdvisory) - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 08/2023 - 30 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-09 |
Reach out to this advisor