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Craig Douglas Allen

Allen Wealth Management

Santa Barbara, CA

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Current Employers
Allen Wealth Management

Santa Barbara, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2004-06-04
  • CA RA
    APPROVED
    Since 2004-06-04

Branch Locations

Santa Barbara, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
C. D. Allen Wealth Management, Llc Santa Barbara CA 01/2014 Present
  • 01/2014 → Present
    C. D. Allen Wealth Management, Llc
    Santa Barbara, CA
Previous Registrations
  • 2002-01-29 → 2004-03-01
    Wells Fargo Investments, Llc
    Santa Barbara, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-24
S63 Uniform Securities Agent State Law Examination 1991-01-04
  • S65 Uniform Investment Adviser Law Examination
    1994-10-24
  • S63 Uniform Securities Agent State Law Examination
    1991-01-04
Designations

View on SEC IAPD

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