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Julia Halpin

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL

New York, NY

Point Lookout, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
  • NY RA
    APPROVED
    Since 2021-04-19

Branch Locations

110 N Wacker Dr Division - Central, Chicago, IL 60606 • United States

One Bryant Park Division - Northeast, New York, NY 10036 • United States

Point Lookout, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 01/1990 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-11-15
S63 Uniform Securities Agent State Law Examination 1993-03-22
  • S65 Uniform Investment Adviser Law Examination
    1994-11-15
  • S63 Uniform Securities Agent State Law Examination
    1993-03-22
Other Names
  • Judy Monaghan
  • Judy Monaghan
  • Julia Monaghan

View on SEC IAPD

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BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
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GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
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