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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-17
MO RA APPROVED 2018-01-26
  • TX RA
    APPROVED
    Since 2018-04-17
  • MO RA
    APPROVED
    Since 2018-01-26

Branch Locations

2664 E. Kearney Street, Sprngfield, MO 65803 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Springfield MO 09/2009 01/2018
Raymond James Financial Services, Inc Springfield MO 01/2018 Present
Raymond James Financial Services Advisor Inc Springfield MO 01/2018 Present
Affinity Weath Partners Llc. Springfield MO 01/2018 Present
  • 09/2009 → 01/2018
    Wells Fargo Advisors Llc
    Springfield, MO
  • 01/2018 → Present
    Raymond James Financial Services, Inc
    Springfield, MO
  • 01/2018 → Present
    Raymond James Financial Services Advisor Inc
    Springfield, MO
  • 01/2018 → Present
    Affinity Weath Partners Llc.
    Springfield, MO
Previous Registrations
Other Businesses

(1)Name of Business: Affinity Weath Partners LLC. Address: 2664 E Kearney St, Springfield, MO, 65803, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/26/2018 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Managing Partner/ Registered Principal \n\nBranch Manager & Financial Advisor (2)Name of Business: Dr. Daniel D. & Dorothy A. Williams Foundation Address: 727 S. Augusta Drive, Springfield, MO, 65809, United States Activity Type: Non profit Position/Title: Director Investment Related: No Start Date: 12/26/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Assist in facilitating financial support for students interested in becoming primary or secondary school teachers. That assistance in the form of scholarships, fees, campus housing, room, board, books, and supplies for qualifying students at Lincoln University in Jefferson City, Mo.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-08
S63 Uniform Securities Agent State Law Examination 1991-01-25
  • S65 Uniform Investment Adviser Law Examination
    1997-04-08
  • S63 Uniform Securities Agent State Law Examination
    1991-01-25

View on SEC IAPD

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