James Clifton Neathery

Current Employers

Redhawk Wealth Advisors, Inc.

8500 Normandale Lake Blvd Suite 960, Minneapolis, MN 55437 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2008-06-19

TX RA
APPROVED

Since 2008-06-19

Branch Locations

118 S. Friou St., Alvarado, TX 76009 • United States

8500 Normandale Lake Blvd Suite 960, Minneapolis, MN 55437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Redhawk Wealth Advisors, Inc.	Minneapolis	MN	06/2008	Present
James C. Neathery & Associates Inc.	Alvarado	TX	06/1991	Present

06/2008 → Present

Redhawk Wealth Advisors, Inc.

Minneapolis, MN
06/1991 → Present

James C. Neathery & Associates Inc.

Alvarado, TX

Other Businesses

COMPANY: JAMES C. NEATHERY & ASSOCIATES INC. NON-INVESTMENT RELATED ADDRESS: 118 S. FRIOU ST., ALVARDO, TX 76009 DATE OF EMPLOYMENT: 06/1991-PRESENT POSITION: PRESIDENT & CEO TIME SPENT PER MONTH: 24% DUTIES: SALES AND SERVICE OF INSURANCE PRODUCTS COMPANY: JAMES C. NEATHERY NON-INVESTMENT RELATED ADDRESS: 118 S. FRIOU ST., ALVARDO, TX 76009 DATE OF EMPLOYMENT: 10/2018-PRESENT POSITION: BOOK SALESMAN TIME SPENT PER MONTH: 1% DUTIES: SELLS BOOKS, DVDS, NUMISMATIC COINS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-05-22
S63	Uniform Securities Agent State Law Examination	1991-01-18

S65 Uniform Investment Adviser Law Examination

2008-05-22
S63 Uniform Securities Agent State Law Examination

1991-01-18