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Douglas Alexander Fodor

Raymond James & Associates, Inc.

Westport, CT

West Nyack, NY

Greenwich, CT

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-10-31
TX RA APPROVED 2025-10-31
  • CT RA
    APPROVED
    Since 2025-10-31
  • TX RA
    APPROVED
    Since 2025-10-31

Branch Locations

285 Riverside Avenue Suite 205, Westport, CT 06880 • United States

1 Crosfield Avenue Suite 102, West Nyack, NY 10994 • United States

Three Pickwick Plaza 4Th Floor, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Stamford CT 06/2011 10/2025
Raymond James & Associates, Inc. Greenwich CT 10/2025 Present
Previous Registrations
  • 2011-06-28 → 2025-11-11
    Morgan Stanley
    Stamford, CT
  • 2001-06-11 → 2010-09-23
    Ubs Financial Services Inc.
    Louiseville, KS
    Weehawken, NJ
    Louisville, KY
    Louisville, KY
    Southampton, NY
    Lexington, KY
    Paducah, KY
    Louisville, KY
    Stamford, CT
    Westport, CT
    Stamford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-24
S63 Uniform Securities Agent State Law Examination 1991-01-25
  • S66 Uniform Combined State Law Examination
    2000-07-24
  • S63 Uniform Securities Agent State Law Examination
    1991-01-25
Other Names
  • Douglas A Fodor

View on SEC IAPD

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QUORUS INC. · WESTPORT, CT
DIVYDE CAPITAL PARTNERS L.P. · WESTPORT, CT
MORGAN STANLEY · Westport, CT
EQUITABLE ADVISORS, LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
LPL FINANCIAL LLC · WESTPORT, CT
SENECA WEALTH ADVISORS, LLC · WESTPORT, CT
PARK AVENUE SECURITIES LLC · WESTPORT, CT

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