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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-09 |
| SC | RA | APPROVED | 2018-09-16 |
Branch Locations
120 Academy St Ste 102-028, Fort Mill, SC 29715 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | Charlotte | NC | 11/1990 | 08/2018 |
| Foresters Advisory Services Llc | Charlotte | NC | 07/2013 | 08/2018 |
| Lpl Financial Llc | Fort Mill | SC | 08/2018 | Present |
1) 08/13/2018 - Arrow & Bow Wealth Advisors - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 08/2018 - 128 hr/mth 2) 08/13/2018 - Good Life IA - Non-Variable Insurance - inv rel - at reported business location(s) - start: 08/2018 - 32 hr/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 1990-12-21 |
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