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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-10-06
TX RA APPROVED_RES 2021-10-05
  • IL RA
    APPROVED
    Since 2021-10-06
  • TX RA
    APPROVED_RES
    Since 2021-10-05

Branch Locations

Marion, IL • United States

807 S. Commercial St., Harrisburg, IL 62946-2639 • United States

Harrisburg, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Harrisburg IL 06/2014 10/2021
Raymond James Financial Services Advisors Inc. Harrisburg IL 06/2014 10/2021
Conerstone National Insurance Co Jefferson City MO 05/2002 10/2021
Lazy Moon, Llc Harrisburg IL 09/2000 10/2021
Jay Farms Llc Harrisburg IL 02/2000 10/2021
Small Blades Inc Aka Evergreen Pines Land Trust Harrisburg IL 12/1996 10/2021
Harrisburg High School Harrisburg IL 09/2019 10/2021
Michael Stewart & Associates, Llc Harrisburg IL 06/2014 10/2021
Ameriprise Financial Services, Llc Harrisburg IL 10/2021 Present
  • 06/2014 → 10/2021
    Raymond James Financial Services, Inc
    Harrisburg, IL
  • 06/2014 → 10/2021
    Harrisburg, IL
  • 05/2002 → 10/2021
    Conerstone National Insurance Co
    Jefferson City, MO
  • 09/2000 → 10/2021
    Lazy Moon, Llc
    Harrisburg, IL
  • 02/2000 → 10/2021
    Jay Farms Llc
    Harrisburg, IL
  • 12/1996 → 10/2021
    Small Blades Inc Aka Evergreen Pines Land Trust
    Harrisburg, IL
  • 09/2019 → 10/2021
    Harrisburg High School
    Harrisburg, IL
  • 06/2014 → 10/2021
    Michael Stewart & Associates, Llc
    Harrisburg, IL
  • 10/2021 → Present
    Harrisburg, IL
Previous Registrations
Other Businesses

Business Ownership; Small Blades Inc aka Evergreen Pines Land Trust; Running the business and bookkeeping; Rental; 375 Blue Hole Rd, , Harrisburg, IL, 62946; Investment-Related; 12/13/1996; 1 to 9 hours per month; 0 during trading hours / Lazy Moon LLC; running business and bookkeeping; Farm; 375 Blue Hole Rd, , Harrisburg, IL, 62946; Not Investment-Related; 09/20/2000; 1 to 9 hours per month; 0 during trading hours / Jay Farms LLC; running the business and bookkeeping; Farming and recreation; 375 Blue Hole Rd, , Harrisburg, IL, 62946; Not Investment-Related; 02/08/2000; 1 to 9 hours per month; 0 during trading hours / Michael Stewart & Associates Financial Services LLC; Running he daily operation of the business, bookkeeping.; Financial Planning; 807 S. Commercial St, , Harrisburg, IL, 62946; Investment-Related; 06/25/2014; 10 to 19 hours per month; 1 to 9 during trading hours. Board of Directors; Saline County Industrial Development Co; President; 1 Main St - City hall, , Harrisburg, IL, 62946; Not Investment-Related; 10/02/2002; 1 to 9 hours per month; 0 during trading hours / Harrisburg High School Soccer Booster; Board Member; 333 W. Collage St, , Harrisburg, IL, 62945; Not Investment-Related; 10/18/2019; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Michael Stewart & Associates Financial Services LLC; Managing Member - Running the daily operations of the business; ; 807 S. Commercial St, , Harrisburg, IL, 62946; Investment-Related; 06/25/2014; 60 hours per month; 60 during trading hours / Harrisburg High School; Asst. Coach - Assist with coaching girls high school soccer; Coaching High School Soccer; 333 West Collage St, , Harrisburg, IL, 62946; Not Investment-Related; 10/15/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Cornerstone National Insurance; Private Equity investment in the Company; 3100 Falling Leaf Ste 200, , Columbia, MO, 65205; Investment-Related; 05/01/2002; 0 hours per month; 0 during trading hours / Writing a book; I will be writing a book regarding faith and finance with The Short Book Formula Publishing.; 375 Blue Hole Rd, , Harrisburg, IL, 62946; Investment-Related; 08/20/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-27
S63 Uniform Securities Agent State Law Examination 1990-12-14
  • S66 Uniform Combined State Law Examination
    2006-12-27
  • S63 Uniform Securities Agent State Law Examination
    1990-12-14
Designations
Other Names
  • Mike Stewart
  • Michael Stewart

View on SEC IAPD

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