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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-12-06
NC RA APPROVED 2008-10-01
  • TX RA
    APPROVED_RES
    Since 2017-12-06
  • NC RA
    APPROVED
    Since 2008-10-01

Branch Locations

5417 Page Road, Durham, NC 27703 • United States

24 Hanks St , Pittsboro, NC 27312 • United States

53 Chatham Downs Drive , Chapel Hill, NC 27517 • United States

1650 E. Franklin Street, Chapel Hill, NC 27514 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Investor Services Raleigh NC 10/2008 Present
  • 10/2008 → Present
    First Citizens Investor Services
    Raleigh, NC
Previous Registrations
  • 2007-03-01 → 2008-10-01
    Ironstone Securities, Inc.
    Raleigh, NC
  • 2005-11-02 → 2006-06-06
    Morgan Stanley Dw Inc.
    Raleigh, NC
    Raleigh, NC
Other Businesses

Own two rental properties. address: 1) 2111 West Fort Macon Rd, Unit 222, Atlantic Beach, NC. Began 5/1/2011. 2) 5451 Cottonrose Lane, Raleigh, NC 3760. Position is owner of the property. A third party management company handles the rental process. Not investment related. Not a client of the firm. Compensation is disbursements from rents collected. 0 hours/month devoted to these businesses.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-14
  • S66 Uniform Combined State Law Examination
    2005-10-14
Other Names
  • Troy Lee Fairbank
  • Troy Lee Fairbank

View on SEC IAPD

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