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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2018-08-13 |
Branch Locations
10 Hudson Yards, New York, NY 10001 • United States
Locust Grove, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Sacramento | CA | 10/1999 | 07/2019 |
| Park Avenue Securities | Sacramento | CA | 12/1999 | 07/2019 |
| Guardian Life Insurance | Locust Grove | VA | 07/2019 | Present |
| Park Avenue Securities | Locust Grove | VA | 07/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-29 |
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