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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-08-07 |
| TX | RA | APPROVED | 2023-08-07 |
Branch Locations
10 South Wacker Drive Suite 2960, Chicago, IL 60606 • United States
500 Lake Cook Road Suite 135 [Satellite], Deerfield, IL 60015 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sb Trading Llc | Chicago | IL | 06/1996 | Present |
| Wells Fargo Clearing Services, Llc | Deerfield | IL | 03/2018 | 08/2023 |
| Wells Fargo Advisors Financial Network, Llc | Deerfield | IL | 08/2023 | Present |
CME GROUP IMM EXCHANGE SEAT, INV RELATED, DEERFIELD, IL, 100% OWNERSHIP, START 1/1/1995, ZERO HOURS PER MONTH, ZERO DURING TRADING, INTERNATIONAL MONETARY MARKET TRADING RIGHT LEASED TO ANOTHER PARTY. INACTIVE CPA LICENSE, NOT INVT RELATED, DEERFIELD, IL, CPA LICENSE, START DATE 5/1/2021, 0 HRS PER MONTH, 0 HRS DURING TRADING, INACTIVE CPA LICENSE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-03 |
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