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Charles Baker Bachtell

LPl Financial LLC

Los Angeles, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-06-05
CA RA APPROVED 2025-06-05
IL RA APPROVED 2025-06-05
TX RA APPROVED_RES 2025-06-05
  • AZ RA
    APPROVED
    Since 2025-06-05
  • CA RA
    APPROVED
    Since 2025-06-05
  • IL RA
    APPROVED
    Since 2025-06-05
  • TX RA
    APPROVED_RES
    Since 2025-06-05

Branch Locations

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western International Securities, Inc. Los Angeles CA 11/2013 Present
Lpl Financial Llc Los Angeles CA 06/2025 Present
  • 11/2013 → Present
    Western International Securities, Inc.
    Los Angeles, CA
  • 06/2025 → Present
    Lpl Financial Llc
    Los Angeles, CA
Previous Registrations
  • 2015-01-02 → 2025-06-05
    Western International Securities, Inc.
    Santa Rosa, CA
    Ventura, CA
    West Hollywood, CA
    Crystal Bay, NV
    Los Angeles, CA
  • 2014-02-14 → 2014-12-31
    Gbs Financial Corp.
    Sherman Oaks, CA
    Santa Rosa, CA
  • 2013-12-23 → 2013-12-31
    Gbs Financial Corp.
    Van Nuys, CA
    Santa Rosa, CA
  • 2008-11-24 → 2013-12-13
    Gbs Financial Corp.
    Burbank, CA
    Ventura, CA
  • 2004-02-26 → 2008-11-26
    First Montauk Securities Corp.
    Van Nuys, CA
    Van Nuys, CA
Other Businesses

Academy of California Examinations; Exam prep for financial services licensing; President & Managing Partner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-26
S63 Uniform Securities Agent State Law Examination 1991-01-10
  • S65 Uniform Investment Adviser Law Examination
    1998-08-26
  • S63 Uniform Securities Agent State Law Examination
    1991-01-10
Other Names
  • Chip Bachtell

View on SEC IAPD

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