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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2016-05-06 |
| TX | RA | APPROVED_RES | 2009-02-10 |
Branch Locations
909 Poydras Street Suite 2900, New Orleans, LA 70112 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New Orleans | LA | 11/2008 | Present |
TRINITY EPISCOPAL SCHOOL / PARENTS ASSOCIATION; FUND RAISING FOR TRINITY EPISCOPAL SCHOOL; ACT AS TREASURER AND GEENRAL RECOMMENDATIONS ON SHORT TERM FIXED INCOME INVESTMENTS, READ ANNUAL REPORT AT ANNUAL MEETING. NO TIME WILL BE SPENT ON THIS ACTIVITY DURING NORMAL WORKING HOURS. PAULA CHILDRESS HALL CHILDREN'S CLASS; TRUST FOR THE BENEFIT OF OLIVER MORGAN HALL, III;INVESTMENT RECOMMENDATIONS; ZERO HOURS DEVOTED. HALL FAMILY TRUST DATED 4/24/00; LIVING TRUST; TRUSTEE FOR MY PARENTS;ZERO HOURS DEVOTED Frances H Hall Living Trust / 1705 Herr Lane, Louisville, Kentucky 40222 / United States / Trust owning grantors investments / Trading Securities, distributing cash and securities to the beneficiaries which include myself and my sister 50% each No / 43024 / No / Yes / Start Date 10/16/2017 /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-15 |
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