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579 Main Street, Bolton, MA 01740 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2025-04-24 |
| ME | RA | APPROVED | 2011-10-13 |
Branch Locations
358 U.S. Route One, Falmouth, ME 04105 • United States
579 Main Street, Bolton, MA 01740 • United States
Glennallen, AK • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bolton Global Capital | Bolton | MA | 10/2005 | Present |
| Bolton Global Asset Management | Bolton | MA | 10/2011 | Present |
1)Investment Advisor Representative with Bolton Global Asset Management, conducting business under DOW Wealth Management LLC and acting as Financial Advisor. Investment related and conducted from branch location. This role represents full-time job and is balanced with securities commission-based services. Began upon association with current firm. 2)Owner and landlord of 1 residential rental property located in New Gloucester and Gray, Maine. Not investment related. Not conducted from branch location. Hours spent managing property and conducting repairs vary month to month but is mainly spent outside of business hours. Ownership of property has been ongoing since joining the firm. Updated 06/2026. 3) Owner of Dow International, LLC, an inactive entity not currently used. Not investment related. Not conducted from Branch location.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-08 |
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