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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-06-18 |
| TX | RA | APPROVED_RES | 2025-01-07 |
| FL | RA | APPROVED | 2009-07-29 |
Branch Locations
Northbrook, IL • United States
350 East Las Olas Boulevard Suite 1500, Fort Lauderdale, FL 33301 • United States
Boca Raton, FL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Plantation | FL | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1-HERSH FAMILY PROPERTIES LLC; MANAGER; REAL ESTATE HOLDING COMPANY; LAS OLAS WAY, FT LAUDERDALE, FL; NO TIME IS DEVOTED PER WEEK DURING TRADING AND NON TRADING HOURS *49602- Hersh Family Holdingsk LLC; Investment related -Yes; Boca Raton, Florida; Family Holding Company; Partner (proprietor, partner, officer, director, employee, trustee, agent); 01/2009; During business hours: 0; After business hours: 0; *505039 - Trust; Investment related: Yes; Boca Raton, Florida; Trust; Trustee/Co-Trustee; 09/1995; During business hours: 0; After business hours: 1; *505032 - Trust; Investment related: Yes; Boca Raton, Florida; Trust; Trustee/Co-Trustee; 09/2021; During business hours: 0; After business hours: 1; *505033- Trust; Investment related-Yes; Boynton Beach, Florida; 06/1996; During business hours: 0; After business hours: 1 *598529 - Hersh Family Holdings LLC; Investment Related - Yes; Boca Raton, Florida; Investment/Finance/Banking; Partner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 01/2023; During Business Hours: 0; After Business Hours: 1; Investment Decisions/Advice.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1990-12-14 |
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