Best Investors Account Sign in
Inactive

Michael John Rosman

Rosman Asset Management, LLC

The Woodlands, TX

Claim This Profile
Current Employers
Rosman Asset Management, Llc

The Woodlands, TX • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED 2011-02-25
  • MN RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED
    Since 2011-02-25

Branch Locations

The Woodlands, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rosman Asset Management The Woodlands TX 12/2010 Present
  • 12/2010 → Present
    Rosman Asset Management
    The Woodlands, TX
Other Businesses

MICHAEL J. ROSMAN IS ALSO A LICENSED INSURANCE PROFESSIONAL AT THE SAME BUSINESS ADDRESS. LESS THAN 1% OF BUSINESS TIME IS SPENT ON THIS NON-INVESTMENT ACTIVITY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-07
S63 Uniform Securities Agent State Law Examination 1990-12-04
  • S65 Uniform Investment Adviser Law Examination
    1997-05-07
  • S63 Uniform Securities Agent State Law Examination
    1990-12-04

View on SEC IAPD

More in The Woodlands, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor