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The Woodlands, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED | 2011-02-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rosman Asset Management | The Woodlands | TX | 12/2010 | Present |
MICHAEL J. ROSMAN IS ALSO A LICENSED INSURANCE PROFESSIONAL AT THE SAME BUSINESS ADDRESS. LESS THAN 1% OF BUSINESS TIME IS SPENT ON THIS NON-INVESTMENT ACTIVITY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1990-12-04 |
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