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Mario Eliseo Giannetta

Schwab Wealth Advisory, Inc.

Chicago, IL

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-23
IL RA APPROVED 2024-01-04
  • TX RA
    APPROVED
    Since 2025-01-23
  • IL RA
    APPROVED
    Since 2024-01-04

Branch Locations

100 S. Wacker Dr. Suite 220, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Chicago IL 08/2005 Present
Charles Schwab Bank Chicago IL 09/2005 01/2024
Schwab Wealth Advisory Inc Chicago IL 01/2024 Present
Previous Registrations
  • 2005-07-06 → 2005-07-20
    Chase Investment Services Corp.
    Chicago, IL
  • 2005-05-03 → 2005-07-06
    Banc One Securities Corporation
    Chicago, IL
  • 2004-04-27 → 2005-04-13
    Charles Schwab & Co., Inc.
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-16
S63 Uniform Securities Agent State Law Examination 1991-01-15
  • S66 Uniform Combined State Law Examination
    2004-04-16
  • S63 Uniform Securities Agent State Law Examination
    1991-01-15

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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