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5320 Northshore Drive, North Little Rock, AR 72118 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-09-16 |
Branch Locations
401 Wilshire Blvd. 12Th Floor Penthouse Suite, Santa Monica, CA 90401 • United States
5320 Northshore Drive, North Little Rock, AR 72118 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Platinum Wealth Partners | Tampa Bay | FL | 11/2015 | 12/2017 |
| Concert Wealth Management, Inc. | San Jose | CA | 04/2016 | 04/2017 |
| Sowell Management | North Little Rock | AR | 09/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-13 |
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