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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-02-03 |
| TX | RA | APPROVED_RES | 2021-06-01 |
| WI | RA | APPROVED | 2021-05-03 |
Branch Locations
2620 Stewart Ave Ste 116, Wausau, WI 54401 • United States
Yorkville, IL • United States
Rhinelander, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Associated Investment Services, Inc. | Green Bay | WI | 05/2005 | 05/2021 |
| Wells Fargo Clearing Services, Llc | Wausau | WI | 05/2021 | Present |
RENTAL PROPERTY, INV RELATED, RHINELANDER, WI, 100% OWNERSHIP, START: 3/1/2023, 10 HRS/MONTH, 0 HRS DURING TRADING, PROPERTY OWNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-01 |
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