William David Weiner

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-01-14
WI	RA	APPROVED	2018-02-14

FL RA
APPROVED

Since 2020-01-14
WI RA
APPROVED

Since 2018-02-14

Branch Locations

Appleton, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Sii Investments, Inc.	Appleton	WI	11/2002	02/2018
Lpl Financial Llc	Appleton	WI	02/2018	Present

11/2002 → 02/2018

Sii Investments, Inc.

Appleton, WI
02/2018 → Present

Lpl Financial Llc

Appleton, WI

Previous Registrations

2002-11-14 → 2018-02-14

Sii Investments, Inc.

Appleton, WI

Appleton, WI

Appleton, WI

Other Businesses

1. 02/14/2018 - Weiner Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 4/21/2021 - Wisconsin Blizzard Basketball, Inc. - Not Investment Related - Outside/W-2 Employment - Started 2019 - 10 Hours Per Month - Consult on team organization, scheduling, and coaching selections. Assist at try-outs.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-01-25

S63 Uniform Securities Agent State Law Examination

1991-01-25

Other Names

Bill Weiner
Willie Weiner

View on SEC IAPD