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Darlene Kay Shaw

LPl Financial LLC

Dublin, OH

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-01-02
  • OH RA
    APPROVED
    Since 2025-01-02

Branch Locations

6099 Riverside Dr. Suite 104, Dublin, OH 43017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Hilliard OH 09/2009 07/2021
Stratos Wealth Partners, Ltd Hilliard OH 04/2016 06/2021
Ifp Securities Llc Tampa FL 07/2021 01/2025
Independent Financial Partners Tampa FL 07/2021 01/2025
Lpl Financial Llc Dublin OH 01/2025 Present
Previous Registrations
Other Businesses

1- 12/2024 / Angelis Wealth Group Inc / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 2- 12/2024 / Vanbridge (formerly Dixon Wells) / Non-Variable Insurance / Investment Related / 1 hr mth / Dublin, OH / Start date: 09/17/2018 3- 12/2024 / Darlene K. Shaw / Notary / Notary / Not Investment Related / 0.15 hrs mth / Hilliard, OH / Start date: 11/26/2008

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-09-27
  • S63 Uniform Securities Agent State Law Examination
    2000-09-27

View on SEC IAPD

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