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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-20 |
| NY | RA | APPROVED | 2024-08-05 |
Branch Locations
200 Motor Pkwy Suite A5, Hauppauge, NY 11788 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | New York | NY | 12/1992 | 05/2021 |
| Self-Employed | Hauppauge | NY | 07/1990 | Present |
| American Portfolios Financial Services, Inc. | Holbrook | NY | 08/2012 | 05/2021 |
| Joey Hatzfeld (Rental Real Estate) | Scranton | PA | 08/2020 | Present |
| Lpl Financial Llc | Melville` | NY | 05/2021 | 08/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2024 | Present |
1) GUARDIAN RETIRED AGENT, 200 MOTOR PARKWAY SUITE A5 HAUPPAUGE NY, 12/1992, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENT, INV REL, 5 HR/MO 5 HR/MO TRADING 2) CASTLE WEALTH STRATEGIES LLC, 200 MOTOR PARKWAY SUITE A5 HAUPPAUGE NY, 12/2010, OWNER, DBA, INV REL, 40 HR/MO 20 HR/MO TRADING 3) FERRO FOUNDATION, 4 MEADOW LARK DR E NORTHPORT NY, 12/2021, BOARD MEMBER, NON-PROFIT, NIR, 1 HR/MO 0 HR/MO TRADING 4) JOEY HATZFELD, 4 MEADOW LARK DR E NORTHPORT NY, 03/2022, OWNER, REAL ESTATE, NIR, 2 HR/MO 0 HR/MO TRADING 5) JOEY HATZFELD - INSURANCE, 200 MOTOR PARKWAY SUITE A5 HAUPPAUGE NY, 07/1990, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 20 HR/MO 10 HR/MO TRADING 6) HALIFAX LANDING HOA, 2801 S RIDGEWOOD AVE UNIT 1114 DAYTONA FL, 04/2024, COMMITTEE MEMBER, HOA, NIR, 2 HR/MO 0 HR/MO TRADING 7) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 08/2024, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-26 |
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